SEC Filings

10-K
AUDENTES THERAPEUTICS, INC. filed this Form 10-K on 03/13/2017
Entire Document
 

Table of Contents

Exhibit Index

 

 

 

 

 

Incorporated by reference

 

 

Exhibit
Number

 

Description of Document

 

Form

 

File
No.

 

Exhibit

 

Filing Date

 

Filed
Herewith

3.1

  

Restated Certificate of Incorporation.

  

S-1

  

333-208842

  

3.2

  

July 11, 2016

  

 

3.2

 

Amended and Restated Bylaws.

 

S-1

 

333-208842

 

3.4

 

July 11, 2016

 

 

4.1

 

Form of Common Stock Certificate.

 

S-1

 

333-208842

 

4.1

 

March 9, 2016

 

 

4.2

 

Amended and Restated Investors’ Rights Agreement, dated October 8, 2015, by and among the Registrant and certain of its stockholders.

 

S-1

 

333-208842

 

4.2

 

January 4, 2016

 

 

4.3

 

Warrant Agreement with Hercules Technology III, L.P. dated March 7, 2017

 

 

 

 

 

 

 

 

 

X

10.1#

 

Form of Indemnity Agreement.

 

S-1

 

333-208842

 

10.1

 

July 11, 2016

 

 

10.2#

 

2012 Equity Incentive Plan and forms of award agreements.

 

S-1

 

333-208842

 

10.2

 

January 4, 2016

 

 

10.3#

 

2016 Equity Incentive Plan and forms of award agreements.

 

S-1

 

333-208842

 

10.3

 

July 11, 2016

 

 

10.4#

 

2016 Employee Stock Purchase Plan and form of subscription agreement.

 

S-1

 

333-208842

 

10.4

 

July 11, 2016

 

 

10.5#

 

Executive Employment Agreement, effective July 16, 2013, by and between the Registrant and Matthew Patterson.

 

S-1

 

333-208842

 

10.5

 

July 11, 2016

 

 

10.6#

 

Executive Employment Agreement, effective February 18, 2014, by and between the Registrant and Suyash Prasad.

 

S-1

 

333-208842

 

10.6

 

July 11, 2016

 

 

10.7#

 

Executive Employment Agreement, effective December 18, 2015, by and between the Registrant and John Gray.

 

S-1

 

333-208842

 

10.7

 

July 11, 2016

 

 

10.8#

 

Form of Board Member Offer Letter.

 

S-1

 

333-208842

 

10.6

 

March 9, 2016

 

 

10.9

 

Sublease, dated April 21, 2016, by and between the Registrant and Solazyme, Inc.

 

S-1

 

333-208842

 

10.9

 

June 16, 2016

 

 

10.10

 

Sublease, dated July 30, 2015, by and between the Registrant and Solstice Neurosciences, LLC.

 

S-1

 

333-208842

 

10.10A

 

June 16, 2016

 

 

10.11

 

Net Commercial Lease, effective June 1, 2017, by and between the Registrant and JCN Partners.

 

 

 

 

 

 

 

 

 

X

10.12

 

Net Commercial Lease, effective May 1, 2017, by and between the Registrant and 546 Eccles Avenue, a California Limited Partnership.

 

 

 

 

 

 

 

 

 

X

10.13

 

First Amendment to Lease Agreement, effective May 1, 2017, by and between the Registrant and 546 Eccles Avenue, a California Limited Partnership.

 

 

 

 

 

 

 

 

 

X

10.14

 

Office Lease, dated September 21, 2015, by and between the Registrant and MEPT 600 California Street LLC.

 

S-1

 

333-208842

 

10.11

 

January 4, 2016

 

 

10.15

 

First Amendment to Office Lease, dated November 22, 2016, by and between the Registrant and MEPT 600 California Street LLC.

 

 

 

 

 

 

 

 

 

X

F-32